One of our clients tried to initiate an NUA strategy with company stock in her 401k plan. When she received the stock certificates they were made payable to her IRA. The investment company that issued the certificates would not take them back and re-issue them payable to her. They are claiming the request was to issue the certificates payable to the firm. Is there a way for her to still do the NUA strategy and deposit the certificates into a non-qualified account?